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Risk & Compliance Report For the week ending: 8 August 2025
Introduction This week saw significant regulatory activity from UK and EU authorities, with a strong focus on consumer redress, wholesale...

James Ross
Aug 9, 20254 min read
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Risk and Compliance Report: Week Ending 1 August 2025
Executive Summary The week ending 1 August 2025 saw significant regulatory activity across the UK and the European Union, spanning...

James Ross
Aug 2, 20256 min read
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Risk & Compliance ReportĀ For the Week Ending July 25, 2025
1. Executive Summary This week saw significant regulatory movements with immediate and future compliance implications for financial...

James Ross
Jul 26, 20256 min read
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Risk & Compliance Report: week ending 11 July 2025
Executive Summary This week's global regulatory developments signal a significant push across three core areas: operationalising...

James Ross
Jul 12, 20255 min read
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FCA Final Policy and Consultation on Non-Financial Misconduct (CP25/18)
Executive Summary This report analyses the Financial Conduct Authority's (FCA) Consultation Paper CP25/18, which finalises rules and...

James Ross
Jul 4, 20254 min read
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Risk & Compliance Report weekending 27th JuneĀ
Executive Summary This report provides an analysis of significant regulatory developments from the last week of June 2025, restructured...

James Ross
Jun 29, 20255 min read
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