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Risk and Compliance Report For the week ending 29 August 2025
Executive Summary This week's principal developments include a strategic rationalisatio n of the FCA's supervisory communication...

James Ross
Aug 30, 20254 min read


Evolution for Crypto Investment Products in the UK and US
Recent policy amendments by the United Kingdom's Financial Conduct Authority (FCA) and the United States' Securities and Exchange...

James Ross
Aug 27, 20254 min read


Risk and Compliance Report For the week ending 22 August 2025
Executive Summary This week's key regulatory developments demand immediate attention from risk and compliance functions, with significant...

James Ross
Aug 23, 20256 min read


FCA Policy Shift on Crypto ETNs
1.0 Executive Summary On 1 August 2025, the UK's Financial Conduct Authority (FCA) announced a significant policy reversal, permitting...

James Ross
Aug 20, 20254 min read


Risk & Compliance Report For the week ending: 8 August 2025
Introduction This week saw significant regulatory activity from UK and EU authorities, with a strong focus on consumer redress, wholesale...

James Ross
Aug 9, 20254 min read


Risk and Compliance Report: Week Ending 1 August 2025
Executive Summary The week ending 1 August 2025 saw significant regulatory activity across the UK and the European Union, spanning...

James Ross
Aug 2, 20256 min read


Risk & Compliance Report For the Week Ending July 25, 2025
1. Executive Summary This week saw significant regulatory movements with immediate and future compliance implications for financial...

James Ross
Jul 26, 20256 min read


Risk & Compliance Report: week ending 11 July 2025
Executive Summary This week's global regulatory developments signal a significant push across three core areas: operationalising...

James Ross
Jul 12, 20255 min read


FCA Final Policy and Consultation on Non-Financial Misconduct (CP25/18)
Executive Summary This report analyses the Financial Conduct Authority's (FCA) Consultation Paper CP25/18, which finalises rules and...

James Ross
Jul 4, 20254 min read


Risk & Compliance Report weekending 27th June
Executive Summary This report provides an analysis of significant regulatory developments from the last week of June 2025, restructured...

James Ross
Jun 29, 20255 min read
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