top of page
Search


Risk and Compliance Report Week Ending September 19, 2025)
Executive Summary This briefing analyses key regulatory developments for the week ending 19 September 2025. The environment is a...

James Ross
Sep 2015 min read


Commission Implementing Regulation (EU) 2025/1126, for firms seeking authorisation to offer asset-referenced tokens (ART)
Executive Summary This report provides a thorough analysis of Commission Implementing Regulation (EU) 2025/1126, a key legal instrument...

James Ross
Sep 1611 min read


Risk & Compliance Report for the Week Ending 5 September 2025
Executive Summary Recent developments reveal a UK regulatory environment faced with a policy trilemma: balancing a new statutory mandate...

James Ross
Sep 612 min read


Financial Crime Developments: August 2025
Executive Summary August 2025 presented several key inflexion points in the global anti-financial crime framework. Three distinct...

James Ross
Sep 15 min read


DORA & Operational Resilience - August 2025
1. Executive Summary August 2025 was characterised by a palpable shift in the regulatory landscape for digital operational resilience,...

James Ross
Aug 313 min read


Risk and Compliance Report For the week ending 29 August 2025
Executive Summary This week's principal developments include a strategic rationalisatio n of the FCA's supervisory communication...

James Ross
Aug 304 min read


Risk & Compliance Report For the week ending: 8 August 2025
Introduction This week saw significant regulatory activity from UK and EU authorities, with a strong focus on consumer redress, wholesale...

James Ross
Aug 94 min read


Risk & Compliance Report For the Week Ending: July 18, 2025
1. Executive Summary This week was marked by a significant volume of policy announcements from UK authorities, collectively known as the...

James Ross
Jul 196 min read


Risk & Compliance Report: week ending 11 July 2025
Executive Summary This week's global regulatory developments signal a significant push across three core areas: operationalising...

James Ross
Jul 125 min read


ESMA Guidance on Segregating Regulated and Unregulated Crypto-Asset Services
Executive Summary This briefing analyses the formal statement issued by the European Securities and Markets Authority (ESMA) on 1 July...

James Ross
Jul 124 min read


Weekly Regulatory Risk & Compliance Report Weekending 4th July
1. Executive Summary Significant progress in digital transformation dominates this week's regulatory landscape, with ongoing focus on...

James Ross
Jul 57 min read


FCA Final Policy and Consultation on Non-Financial Misconduct (CP25/18)
Executive Summary This report analyses the Financial Conduct Authority's (FCA) Consultation Paper CP25/18, which finalises rules and...

James Ross
Jul 44 min read


Delegated Regulation on ICT Sub-Contracting under DORA
1. Executive Summary On July 22, 2025, a new Delegated Regulation will come into effect, supplementing the Digital Operational Resilience...

James Ross
Jul 34 min read


Risk & Compliance Report weekending 27th June
Executive Summary This report provides an analysis of significant regulatory developments from the last week of June 2025, restructured...

James Ross
Jun 295 min read


MiCA Developments: June 2025
Executive Summary June 2025 signifies a crucial phase in implementing the European Union's Markets (MiCA) regulation, with the approval...

James Ross
Jun 2912 min read
bottom of page