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Regulatory Risk and Compliance Report For the Week Ending 31 October 2025
Executive Summary This week’s regulatory publications indicate several high-priority areas for risk, compliance, and legal functions. The Financial Conduct Authority (FCA) has issued direct warnings on firm conduct, M&A governance, and consumer protection, signalling a clear supervisory and enforcement focus. Key considerations arising this week include: M&A Governance and Integration: The FCA’s multi-firm review of wealth sector consolidation criticises weak due diligence,

James Ross
Nov 27 min read


Risk & Compliance Report For the Week Ending: September 26, 2025
Executive Summary The UK is shifting towards bilateralism, forming tailored financial agreements with key non-EU partners. The...

James Ross
Sep 277 min read


Risk & Compliance Report for the Week Ending 5 September 2025
Executive Summary Recent developments reveal a UK regulatory environment faced with a policy trilemma: balancing a new statutory mandate...

James Ross
Sep 612 min read


Risk & Compliance Report weekending 27th June
Executive Summary This report provides an analysis of significant regulatory developments from the last week of June 2025, restructured...

James Ross
Jun 295 min read
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