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Risk and Compliance Report for Crypto-Asset Service Providers (CASPs) Week Ending: 7 November 2025
Executive Summary This week, the digital asset regulatory landscape was dominated by a pivotal proposed shift in EU supervisory architecture, a landmark enforcement action in Ireland, and a coordinated initiative aimed at promoting UK-US policy convergence. In the European Union , a new European Commission proposal initiated a significant debate on transitioning from MiCA’s extant national-based supervisory model to a centralised, ESMA-led pan-EU framework for significant CAS

James Ross
Nov 86 min read


Risk & Compliance Report For the Week Ending: September 26, 2025
Executive Summary The UK is shifting towards bilateralism, forming tailored financial agreements with key non-EU partners. The...

James Ross
Sep 277 min read


MiCA 2.0: An Analysis of Franco-Austrian-Italian Proposals to Fortify the European Crypto-Asset Framework
Executive Summary The EU’s MiCA Regulation, effective from December 30 2024, marks a milestone in creating a unified legal framework for...

James Ross
Sep 2119 min read


MiCA Regulatory Developments and Market Impact in H1 2025
Executive Summary The first half of 2025 marks a critical implementation phase for the Markets in Crypto-Assets (MiCA) Regulation (EU)...

James Ross
Aug 105 min read


MiCA Developments in July
Executive Summary July 2025 marked a key phase in the operationalisation of the Markets in Crypto-Assets (MiCA) regulation. The European...

James Ross
Aug 14 min read


The ESAs' Guide on DORA Oversight Activities for Critical Third-Party Providers (CTPPs)
Executive Summary This report summarises the "Guide on Oversight Activities" for the Digital Operational Resilience Act (DORA), published...

James Ross
Jul 166 min read


DORA: ESMA final report on guidelines on outsourcing to cloud service providers by non-DORA depositaries
On July 11 2025, the European Securities and Markets Authority (ESMA) published a final report amending its guidelines on outsourcing to...

James Ross
Jul 133 min read


Risk & Compliance Report: week ending 11 July 2025
Executive Summary This week's global regulatory developments signal a significant push across three core areas: operationalising...

James Ross
Jul 125 min read


ESMA Guidance on Segregating Regulated and Unregulated Crypto-Asset Services
Executive Summary This briefing analyses the formal statement issued by the European Securities and Markets Authority (ESMA) on 1 July...

James Ross
Jul 124 min read


ESMA Final Guidelines on Knowledge and Competence under Regulation (EU) 2023/1114 (MiCA)
1. Executive Summary On July 11, 2025, the European Securities and Markets Authority (ESMA) issued its final report on the guidelines...

James Ross
Jul 125 min read


ESMA Peer Review on CASP Authorisations under MiCA
1. Executive Summary This report analyses the findings of a European Securities and Markets Authority (ESMA) peer review concerning the...

James Ross
Jul 113 min read


MiCA: Official Translations of ESMA Guidelines on Preventing and Detecting Market Abuse
Executive Summary The European Securities and Markets Authority (ESMA) has issued comprehensive guidelines under the Markets in...

James Ross
Jul 104 min read


Risk & Compliance Report weekending 27th June
Executive Summary This report provides an analysis of significant regulatory developments from the last week of June 2025, restructured...

James Ross
Jun 295 min read
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